scope:

This document specifies the elements of an unambiguous scheme to identify over-the-counter (OTC) derivative products that are reportable to trade repositories, in particular:

- the structure and format of the unique product identifier (UPI) code;

- the minimum data elements of the UPI reference data library, together with their allowable values.

At a minimum, the UPI code is applicable to OTC derivative instruments falling under the following categories of the classification of financial instruments (see ISO 10962):

- swaps (S);

- forwards (J);

- non-listed and complex listed options (H);

- others (miscellaneous) (M).