scope:

This European Telecommunication Standard (ETS) specifies the procedures used at the radio interface (Reference Point Um, see GSM 04.02) for Call Control (CC), Mobility Management (MM) and Radio Resource (RR) management.

When the notations for "further study" or "FS" or "FFS" are present in this ETS they mean that the indicated text is not a normative portion of this standard.

These procedures are defined in terms of messages exchanged over the control channels of the radio interface. The control channels are described in GSM 04.03.

The structured functions and procedures of this protocol and the relationship with other layers and entities are described in general terms in GSM 04.07. 

Scope of the Technical Specification

The procedures currently described in this ETS are for the call control of circuit-switched connections, mobility management and radio resource management.

GSM 04.10 contains functional procedures for support of supplementary services.

GSM 04.11 contains functional procedures for support of point-to-point short message services.

GSM 04.12 contains functional description of short message - cell broadcast.

NOTE: "layer 3" includes the functions and protocols described in this Technical Specification.

The terms "data link layer" and "layer 2" are used interchangeably to refer to the layer immediately below layer 3. 

Application to the interface structures

The layer 3 procedures apply to the interface structures defined in GSM 04.03. They use the functions and services provided by layer 2 defined in GSM 04.05 and 04.06. GSM 04.07 gives the general description of layer 3 including procedures, messages format and error handling.

Structure of layer 3 procedures

A building block method is used to describe the layer 3 procedures.

The basic building blocks are "elementary procedures" provided by the protocol control entities of the three sublayers, i.e. radio resource management, mobility management and connection management sublayer.

Complete layer 3 transactions consist of specific sequences of elementary procedures. The term "structured procedure" is used for these sequences. 

Test procedures

Test procedures of the GSM radio interface signalling are described in GSM 11.10 and 11.20.

Use of logical channels

The logical control channels are defined in GSM 05.02. In the following those control channels are considered which carry signalling information or specific types of user packet information:

i) Broadcast Control CHannel (BCCH): downlink only, used to broadcast Cell specific information;

ii) Synchronization CHannel (SCH): downlink only, used to broadcast synchronization and BSS identification information;

iii) Paging CHannel (PCH): downlink only, used to send page requests to Mobile Stations;

iv) Random Access CHannel (RACH): uplink only, used to request a Dedicated Control CHannel;

v) Access Grant CHannel (AGCH): downlink only, used to allocate a Dedicated Control CHANNEL;

vi) Stand Alone Dedicated Control CHannel (SDCCH): bi-directional;

vii) Fast Associated Control CHannel (FACCH): bi-directional, associated with a Traffic CHannel;

viii) Slow Associated Control CHannel (SACCH): bi-directional, associated with a SDCCH or a Traffic CHannel;

ix) Cell Broadcast CHannel (CBCH): downlink only used for general (not point to point) short message information.

Two service access points are defined on signalling layer 2 which are discriminated by their Service Access Point Identifiers (SAPI) (see GSM 04.06):

i) SAPI 0: supports the transfer of signalling information including user-user information;

ii) SAPI 3: supports the transfer of user short messages.

Layer 3 selects the service access point, the logical control channel and the mode of operation of layer 2 (acknowledged, unacknowledged or random access, see GSM 04.05 and 04.06) as required for each individual message.

Overview of control procedures

List of procedures

The following procedures are specified in this Technical Specification:

a) Section 3 specifies elementary procedures for Radio Resource management:

- system information broadcasting (section 3.2.2)

- radio resources connection establishment (section 3.3)

- immediate assignment procedure (section 3.3.1)

- paging procedure (section 3.3.2)

- radio resources connection transfer phase (section 3.4)

- measurement report procedure (section 3.4.1.2)

- intracell change of channels (section 3.4.3)

- intercell change of channels (section 3.4.4)

- frequency redefinition procedure (section 3.4.5)

- channel mode change procedure (section 3.4.6)

- ciphering mode setting procedure (section 3.4.7)

- additional channel assignment procedure (section 3.4.8)

- partial channel release procedure (section 3.5)

- radio resources connection release (section 3.5)

b) Section 4 specifies elementary procedures for Mobility Management

- mobility management common procedures (section 4.3)

- TMSI reallocation procedure (section 4.3.1)

- authentication procedure (section 4.3.2)

- identification procedure (section 4.3.3)

- IMSI detach procedure (section 4.3.4)

- abort procedure (section 4.3.5)

- mobility management specific procedures (section 4.4)

- location updating procedure (section 4.4.1)

- periodic updating (section 4.4.2)

- IMSI attach procedure (section 4.4.3)

- generic location updating procedure (section 4.4)

- connection management sublayer service provision

- mobility management connection establishment (section 4.5.1)

- mobility management connection information transfer phase (section 4.5.2)

- mobility management connection release (section 4.5.3)

c) Section 5 specifies elementary procedures for circuit switched Call Control comprising the following elementary procedures:

- mobile originating call establishment (section 5.2.1)

- mobile terminating call establishment (section 5.2.2)

- signalling procedures during the active state (section 5.3)

- user notification procedure (section 5.3.1)

- call rearrangements (section 5.3.2)

- DTMF protocol control procedure (section 5.3.3)

- in-call modification (section 5.3.4)

- call clearing initiated by the mobile station (section 5.4.3)

- call clearing initiated by the network (section 5.4.4) 

- miscellaneous procedures

- in-band tones and announcements (section 5.5.1)

- status enquiry procedure (section 5.5.3)

- call re-establishment procedure (section 5.5.4)

The elementary procedures can be combined to form structured procedures. Examples of such structured procedures are given in section 7. This part of the Technical Specification is only provided for guidance to assist implementations.

Section 8 specifies actions to be taken on various error conditions.